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Existentialism
Martin Heidegger (1889 - 1976)
The Basic Problems of Phenomenology
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Introduction
(The Basic Problems
of Phenomenology Introduction, p 1 - 23)
1. Exposition
and general division of the theme
This course sets
for itself the task of posing the basic problems of phenomenology, elaborating
them, and proceeding to some extent toward their solution. Phenomenology must
develop its concept out of what it takes as its theme and how it investigates
its object. Our considerations are aimed at the inherent content and
inner systematic relationships of the basic problems. The goal is to achieve
a fundamental illumination of these problems.
In negative terms
this means that our purpose is not to acquire historical knowledge about the
circumstances of the modern movement in philosophy called phenomenology. We
shall be dealing not with phenomenology but with what phenomenology itself deals
with. And, again, we do not wish merely to take note of it so as to be able
to report then that phenomenology deals with this or that subject; instead,
the course deals with the subject itself, and you yourself are supposed to deal
with it, or learn how to do so, as the course proceeds. The point is not to
gain some knowledge about philosophy but to be able to philosophise. An introduction
to the basic problems could lead to that end.
And these basic
problems themselves? Are we to take it on trust that the ones we discuss do
in fact constitute the inventory of the basic problems? How shall we arrive
at these basic problems? Not directly but by the roundabout way of a discussion
of certain individual problems. From these we shall sift out the basic problems
and determine their systematic interconnection. Such an understanding of the
basic problems should yield insight into the degree to which philosophy as a
science is necessarily demanded by them.
The course accordingly
divides into three parts. At the outset we may outline them roughly as
follows:
- Concrete phenomenological
inquiry leading to the basic problems
- The basic problems
of phenomenology in their systematic order and foundation
- The scientific
way of treating these problems and the idea of phenomenology
The path
of our reflections will take us from certain individual problems to the basic
problems. The question therefore arises, How are we to gain the starting point
of our considerations? How shall we select and circumscribe the individual problems?
Is this to be left to chance and arbitrary choice? In order to avoid the appearance
that we have simply assembled a few problems at random, an introduction leading
up to the individual problems is required.
It might be thought
that the simplest and surest way would be to derive the concrete individual
phenomenological problems from the concept of phenomenology. Phenomenology is
essentially such and such; hence it encompasses such and such problems. But
we have first of all to arrive at the concept of phenomenology. This route is
accordingly closed to us. But to circumscribe the concrete problems we do not
ultimately need a clear-cut and fully validated concept of phenomenology. Instead
it might be enough to have some acquaintance with what is nowadays familiarly
known by the name "phenomenology." Admittedly, within phenomenological inquiry
there are again differing definitions of its nature and tasks. But, even if
these differences in defining the nature of phenomenology could be brought to
a consensus, it would remain doubtful whether the concept of phenomenology thus
attained, a sort of average concept, could direct us toward the concrete problems
to be chosen. For we should have to be certain beforehand that phenomenological
inquiry today has reached the center of philosophy's problems and has defined
its own nature by way of their possibilities. As we shall see, however, this
is not the case - and so little is it the case that one of the main purposes
of this course is to show that conceived in its basic tendency, phenomenological
research can represent nothing less than the more explicit and more radical
understanding of the idea of a scientific philosophy which philosophers from
ancient times to Hegel sought to realize time and again in a variety of internally
coherent endeavours.
Hitherto, phenomenology
has been understood, even within that discipline itself, as a science propaedeutic
to philosophy, preparing the ground for the proper philosophical disciplines
of logic, ethics, aesthetics, and philosophy of religion. But in this definition
of phenomenology as a preparatory science the traditional stock of philosophical
disciplines is taken over without asking whether that same stock is not called
in question and eliminated precisely by phenomenology itself. Does not phenomenology
contain within itself the possibility of reversing the alienation of philosophy
into these disciplines and of revitalising and reappropriating in its basic
tendencies the great tradition of philosophy with its essential answers? We
shall maintain that phenomenology is not just one philosophical science among
others, nor is it the science preparatory to the rest of them; rather, the
expression "phenomenology" is the name for the method of scientific philosophy
in general.
Clarification of
the idea of phenomenology is equivalent to exposition of the concept of scientific
philosophy. To be sure, this does not yet tell us what phenomenology means as
far as its content is concerned, and it tells us even less about how this method
is to be put into practice. But it does indicate how and why we must avoid aligning
ourselves with any contemporary tendency in phenomenology.
We shall not deduce
the concrete phenomenological problems from some dogmatically proposed concept
of phenomenology; on the contrary, we shall allow ourselves to be led to them
by a more general and preparatory discussion of the concept of scientific philosophy
in general. We shall conduct this discussion in tacit apposition to the basic
tendencies of Western philosophy from antiquity to Hegel.
In the early period
of ancient thought philosophia means the same as science in general. Later,
individual philosophies, that is to say, individual sciences - medicine, for
instance, and mathematics - become detached from philosophy. The term philosophia
then refers to a science which underlies and encompasses all the other particular
sciences. Philosophy becomes science pure and simple. More and more it takes
itself to be the first and highest science or, as it was called during the period
of German idealism, absolute science. If philosophy is absolute science, then
the expression "scientific philosophy" contains a pleonasm. It then means scientific
absolute science. It suffices simply to say "philosophy." This already implies
science pure and simple. Why then do we still add the adjective "scientific"
to the expression "philosophy"? A science, not to speak of absolute science,
is scientific by the very meaning of the term. We speak of "scientific philosophy"
principally because conceptions of philosophy prevail which not only imperil
but even negate its character as science pure and simple. These conceptions
of philosophy are not just contemporary but accompany the development of scientific
philosophy throughout the time philosophy has existed as a science. On this
view philosophy is supposed not only, and not in the first place, to be a theoretical
science, but to give practical guidance to our view of things and their interconnection
and our attitudes toward them, and to regulate and direct our interpretation
of existence and its meaning. Philosophy is wisdom of the world and of life,
or, to use an expression current nowadays, philosophy is supposed to provide
a Weltanschauung, a world-view. Scientific philosophy can thus be set
off against philosophy as world-view.
We shall try to
examine this distinction more critically and to decide whether it is valid or
whether it has to be absorbed into one of its members. In this way the concept
of philosophy should become clear to us and put us in a position to justify
the selection of the individual problems to be dealt with in the first part.
It should be borne in mind here that these discussions concerning the concept
of philosophy can be only provisional - provisional not just in regard to the
course as a whole but provisional in general. For the concept of philosophy
is the most proper and highest result of philosophy itself. Similarly, the question
whether philosophy is at all possible or not can be decided only by philosophy
itself.
2. The concept
of philosophy
Philosophy and world-view
In discussing the
difference between scientific philosophy and philosophy as world-view, we may
fittingly start from the latter notion and begin with the term "Weltanschauung,"
"world-view." This expression is not a translation from Greek, say, or Latin.
There is no such expression as kosmotheoria. The word "Weltanschauung"
is of specifically German coinage; it was in fact coined within philosophy.
It first turns up in its natural meaning in Kant's Critique of Judgment
- world-intuition in the sense of contemplation of the world given to the senses
or, as Kant says, the mundus sensibilis - a beholding of the world as
simple apprehension of nature in the broadest sense. Goethe and Alexander von
Humboldt thereupon use the word in this way. This usage dies out in the thirties
of the last century under the influence of a new meaning given to the expression
"Weltanschauung" by the Romantics and principally by Schelling. In the
Introduction to the draft of a System of Philosophy of Nature, (1799), Schelling
says: "Intelligence is productive in a double manner, either blindly and unconsciously
or freely and consciously; it is unconsciously productive in Weltanschauung
and consciously productive in the creation of an ideal world." Here Weltanschauung
is directly assigned not to sense-observation but to intelligence, albeit to
unconscious intelligence. Moreover, the factor of productivity, the independent
formative process of intuition, is emphasised. Thus the word approaches the
meaning we are familiar with today, a self-realised, productive as well as conscious
way of apprehending and interpreting the universe of beings. Schelling speaks
of a schematism of Weltanschauung, a schematised form for the different
possible world-views which appear and take shape in fact. A view of the world,
understood in this way, does not have to be produced with a theoretical intention
and with the means of theoretical science. In his Phenomenology of Spirit,
Hegel speaks of a "moral world-view." Görres makes use of the expression "poetic
world-view." Ranke speaks of the "religious and Christian world-view." Mention
is made sometimes of the democratic, sometimes of the pessimistic world-view
or even of the medieval world-view. Schleiermacher says: "It is only our world-view
that makes our knowledge of God complete." Bismarck at one point writes to his
bride: "What strange views of the world there are among clever people!" From
the forms and possibilities of world-view thus enumerated it becomes clear that
what is meant by this term is not only a conception of the contexture of natural
things but at the same time an interpretation of the sense and purpose of the
human Dasein [the being that we are ourselves] and hence of history.
A world-view always includes a view of life. A world-view grows out of an all-inclusive
reflection on the world and the human Dasein, and this again happens
in different ways, explicitly and consciously in individuals or by appropriating
an already prevalent world-view. We grow up within such a world-view and gradually
become accustomed to it. Our world-view is determined by environment - people,
race, class, developmental stage of culture. Every world-view thus individually
formed arises out of a natural world-view, out of a range of conceptions of
the world and determinations of the human Dasein which are at any particular
time given more or less explicitly with each such Dasein. We must distinguish
the individually formed world-view or the cultural world-view from the natural
world-view.
A world-view is
not a matter of theoretical knowledge, either in respect of its origin or in
relation to its use. It is not simply retained in memory like a parcel of cognitive
property. Rather, it is a matter of a coherent conviction which determines the
current affairs of life more or less expressly and directly. A world-view is
related in its meaning to the particular contemporary Dasein at any given
time. In this relationship to the Dasein the world-view is a guide to
it and a source of strength under pressure. Whether the world-view is determined
by superstitions and prejudices or is based purely on scientific knowledge and
experience or even, as is usually the case, is a mixture of superstition and
knowledge, prejudice and sober reason it all comes to the same thing; nothing
essential is changed.
This indication
of the characteristic traits of what we mean by the term "world-view" may suffice
here. A rigorous definition of it would have to be gained in another way, as
we shall see. In his Psychologie der Weltanschauungen, Jaspers says that
"when we speak of world-views we mean Ideas, what is ultimate and total in man,
both subjectively, as life-experience and power and character, and objectively,
as a world having objective shape." For our purpose of distinguishing between
philosophy as world-view and scientific philosophy, it is above all important
to see that the world-view, in its meaning, always arises out of the particular
factical existence of the human being in accordance with his factical possibilities
of thoughtful reflection and attitude-formation, and it arises thus for this
factical Dasein. The world-view is something that in each case exists
historically from, with, and for the factical Dasein. A philosophical
world-view is one that expressly and explicitly or at any rate preponderantly
has to be worked out and brought about by philosophy, that is to say, by theoretical
speculation, to the exclusion of artistic and religious interpretations of the
world and the Dasein. This world-view is not a by-product of philosophy;
its cultivation, rather, is the proper goal and nature of philosophy itself.
In its very concept philosophy is world-view philosophy, philosophy as world-view.
If philosophy in the form of theoretical knowledge of the world aims at what
is universal in the world and ultimate for the Dasein - the whence, the
whither, and the wherefore of the world and life - then this differentiates
it from the particular sciences, which always consider only a particular region
of the world and the Dasein, as well as from the artistic and religious
attitudes, which are not based primarily on the theoretical attitude. It seems
to be without question that philosophy has as its goal the formation of a world-view.
This task must define the nature and concept of philosophy. Philosophy, it appears,
is so essentially world-view philosophy that it would be preferable to reject
this latter expression as an unnecessary overstatement. And what is even more,
to propose to strive for a scientific philosophy is a misunderstanding. For
the philosophical world-view, it is said, naturally ought to be scientific.
By this is meant: first, that it should take cognisance of the results of the
different sciences and use them in constructing the world-picture and the interpretation
of the Dasein; secondly, that it ought to be scientific by forming the
world-view in strict conformity with the rules of scientific thought. This conception
of philosophy as the formation of a world-view in a theoretical way is so much
taken for granted that it commonly and widely defines the concept of philosophy
and consequently also prescribes for the popular mind what is to be and what
ought to be expected of philosophy. Conversely, if philosophy does not give
satisfactory answers to the questions of world-view, the popular mind regards
it as insignificant. Demands made on philosophy and attitudes taken toward it
are governed by this notion of it as the scientific construction of a world-view.
To determine whether philosophy succeeds or fails in this task, its history
is examined for unequivocal confirmation that it deals knowingly with the ultimate
questions - of nature, of the soul, that is to say, of the freedom and history
of man, of God.
If philosophy is
the scientific construction of a world-view, then the: distinction between "scientific
philosophy" and "philosophy as world-view" vanishes. The two together constitute
the essence of philosophy, so that what is really emphasised ultimately is the
task of the world-view. This seems also to be the view of Kant, who put the
scientific character of philosophy on a new basis. We need only recall the distinction
he drew in the introduction to the Logic between the academic and the
cosmic conceptions of philosophy. Here we turn to an oft-quoted Kantian
distinction which apparently supports the distinction between scientific philosophy
and philosophy as world-view or, more exactly, serves as evidence for the fact
that Kant himself, for whom the scientific character of philosophy was central,
likewise conceives of philosophy as philosophical world-view.
According to the
academic concept or, as Kant also says, in the scholastic sense, philosophy
is the doctrine of the skill of reason and includes two parts: "first, a sufficient
stock of rational cognitions from concepts; and, secondly, a systematic interconnection
of these cognitions or a combination of them in the idea of a whole." Kant is
here thinking of the fact that philosophy in the scholastic sense includes the
interconnection of the formal principles of thought and of reason in general
as well as the discussion and determination of those concepts which, as a necessary
presupposition, underlie our apprehension of the world, that is to say, for
Kant, of nature. According to the academic concept, philosophy is the whole
of all the formal and material fundamental concepts and principles of rational
knowledge.
Kant defines the
cosmic concept of philosophy or, as he also says, philosophy in the cosmopolitan
sense, as follows: "But as regards philosophy in the cosmic sense (in sensu
cosmico), it can also be called a science of the supreme maxims of the use
of our reason, understanding by 'maxim' the inner principle of choice among
diverse ends." Philosophy in the cosmic sense deals with that for the sake of
which all use of reason, including that of philosophy itself, is what it is.
"For philosophy in the latter sense is indeed the science of the relation of
every use of knowledge and reason to the final purpose of human reason, under
which, as the supreme end, all other ends are subordinated and must come together
into unity in it. In this cosmopolitan sense the field of philosophy can be
defined by the following questions: 1) What can I know? 2) What should I do?
3) What may I hope? 4) What is man?" At bottom, says Kant, the first three questions
are concentrated in the fourth, "What is man?" For the determination of the
final ends of human reason results from the explanation of what man is. It is
to these ends that philosophy in the academic sense also must relate.
Does this Kantian
separation between philosophy in the scholastic sense and philosophy in the
cosmopolitan sense coincide with the distinction between scientific philosophy
and philosophy as world-view? Yes and no. Yes, since Kant after all makes a
distinction within the concept of philosophy and, on the basis of this distinction,
makes the questions of the end and limits of human existence central. No, since
philosophy in the cosmic sense does not have the task of developing a world-view
in the designated sense. What Kant ultimately has in mind as the task of philosophy
in the cosmic sense, without being able to say so explicitly, is nothing but
the a priori and therefore ontological circumscription of the characteristics
which belong to the essential nature of the human Dasein and which also
generally determine the concept of a world-view. As the most fundamental a
priori determination of the essential nature of the human Dasein
Kant recognises the proposition: Man is a being which exists as its own end.
Philosophy in the cosmic sense, as Kant understands it, also has to do with
determinations of essential nature. It does not seek a specific factual account
of the merely factually known world and the merely factually lived life; rather,
it seeks to delimit what belongs to world in general, to the Dasein in
general, and thus to world-view in general. Philosophy in the cosmic sense has
for Kant exactly the same methodological character as philosophy in the academic
sense, except that for reasons which we shall not discuss here in further detail
Kant does not see the connection between the two. More precisely, he does not
see the basis for establishing both concepts on a common original ground. We
shall deal with this later on. For the present it is clear only that, if philosophy
is viewed as being the scientific construction of a world-view, appeal should
not be made to Kant. Fundamentally, Kant recognises only philosophy as science.
A world-view, as
we saw, springs in every case from a factical Dasein in accordance with
its factical possibilities, and it is what it is always for this particular
Dasein. This in no way asserts a relativism of world-views. What a world-view
fashioned in this way says can be formulated in propositions and rules which
are related in their meaning to a specific really existing world, to the particular
factically existing Dasein. Every world-view and life-view posits; that
is to say, it is related being-ly to some being or beings. It posits a being,
something that is; it is positive. A world-view belongs to each Dasein
and, like this Dasein, it is always in fact determined historically.
To the world-view there belongs this multiple positivity that it is always rooted
in a Dasein which is in such and such a way; that as such it relates
to the existing world and points to the factically existent Dasein. It
is just because this positivity - that is, the relatedness to beings, to world
that is, Dasein that is - belongs to the essence of the world-view, and
thus in general to the formation of the world-view, that the formation of a
world-view cannot be the task of philosophy. To say this is not to exclude but
to include the idea that philosophy itself is a distinctive primal form of world-view.
Philosophy can and perhaps must show, among many other things, that something
like a world-view belongs to the essential nature of the Dasein. Philosophy
can and must define what in general constitutes the structure of a world-view.
But it can never develop and posit some specific world-view qua just this or
that particular one. Philosophy is not essentially the formation of a world-view;
but perhaps just on this account it has an elementary and fundamental relation
to all world-view formation, even to that which is not theoretical but factually
historical.
The thesis that
world-view formation does not belong to the task of philosophy is valid, of
course, only on the presupposition that philosophy does not relate in a positive
manner to some being qua this or that particular being, that it does not posit
a being. Can this presupposition that philosophy does not relate positively
to beings, as the sciences do, be justified? What then is philosophy supposed
to concern itself with if not with beings, with that which is, as well as with
the whole of what is? What is not, is surely the nothing. Should philosophy,
then, as absolute science, have the nothing as its theme? What can there be
apart from nature, history, God, space, number? We say of each of these, even
though in a different sense, that it is. We call it a being. In relating to
it, whether theoretically or practically, we are comporting ourselves toward
a being. Beyond all these beings there is nothing. Perhaps there is no other
being beyond what has been enumerated, but perhaps, as in the German idiom for
"there is," es gibt [literally, it gives], still something else is given,
something else which indeed is not but which nevertheless, in a sense yet to
be determined, is given. Even more. In the end something is given which must
be given if we are to be able to make beings accessible to us as beings and
comport ourselves toward them, something which, to be sure, is not but which
must be given if we are to experience and understand any beings at all. We are
able to grasp beings as such, as beings, only if we understand something like
being. If we did not understand, even though at first roughly and without conceptual
comprehension, what actuality signifies, then the actual would remain hidden
from us. If we did not understand what reality means, then the real would remain
inaccessible. If we did not understand what life and vitality signify, then
we would not be able to comport ourselves toward living beings. If we did not
understand what existence and existentiality signify, then we ourselves would
not be able to exist as Dasein. If we did not understand what permanence
and constancy signify, then constant geometric relations or numerical proportions
would remain a secret to us. We must understand actuality, reality, vitality,
existentiality, constancy in order to be able to comport ourselves positively
toward specifically actual, real, living, existing, constant beings. We must
understand being so that we may be able to be given over to a world that is,
so that we can exist in it and be our own Dasein itself as a being. We
must be able to understand actuality before all factual experience of actual
beings. This understanding of actuality or of being in the widest sense as over
against the experience of beings is in a certain sense earlier than the experience
of beings. To say that the understanding of being precedes all factual experience
of beings does not mean that we would first need to have an explicit concept
of being in order to experience beings theoretically or practically. We must
understand being - being, which may no longer itself be called a being, being,
which does not occur as a being among other beings but which nevertheless must
be given and in fact is given in the understanding of being.
3. Philosophy
as science of being
We assert now that
being is the proper and sole theme of philosophy. This is not our own
invention; it is a way of putting the theme which comes to life at the beginning
of philosophy in antiquity, and it assumes its most grandiose form in Hegel's
logic. At present we are merely asserting that being is the proper and sole
theme of philosophy. Negatively, this means that philosophy is not a science
of beings but of being or, as the Greek expression goes, ontology. We
take this expression in the widest possible sense and not in the narrower one
it has, say, in Scholasticism or in modern philosophy in Descartes and Leibniz.
A discussion of
the basic problems of phenomenology then is tantamount to providing fundamental
substantiation for this assertion that philosophy is the science of being and
establishing how it is such. The discussion should show the possibility and
necessity of the absolute science of being and demonstrate its character in
the very process of the inquiry. Philosophy is the theoretical conceptual interpretation
of being, of being's structure and its possibilities. Philosophy is ontological.
In contrast, a world-view is a positing knowledge of beings and a positing attitude
toward beings; it is not ontological but ontical. The formation of a world-view
falls outside the range of philosophy's tasks, but not because philosophy is
in an incomplete condition and does not yet suffice to give a unanimous and
universally cogent answer to the questions pertinent to world-views; rather,
the formation of a world-view falls outside the range of philosophy's tasks
because philosophy in principle does not relate to beings. It is not because
of a defect that philosophy renounces the task of forming a world-view but because
of a distinctive priority: it deals with what every positing of beings, even
the positing done by a world-view, must already presuppose essentially. The
distinction between philosophy as science and philosophy as world-view is untenable,
not - as it seemed earlier - because scientific philosophy has as its chief
end the formation of a world-view and thus would have to be elevated to the
level of a world-view philosophy, but because the notion of a world-view philosophy
is simply inconceivable. For it implies that philosophy, as science of being,
is supposed to adopt specific attitudes toward and posit specific things about
beings. To anyone who has even an approximate understanding of the concept of
philosophy and its history, the notion of a world-view philosophy is an absurdity.
If one term of the distinction between scientific philosophy and world-view
philosophy is inconceivable, then the other, too, must be inappropriately conceived.
Once it has been seen that world-view philosophy is impossible in principle
if it is supposed to be philosophy, then the differentiating adjective "scientific"
is no longer necessary for characterising philosophy. That philosophy is scientific
is implied in its very concept. It can be shown historically that at bottom
all the great philosophies since antiquity more or less explicitly took themselves
to be, and as such sought to be, ontology. In a similar way, however, it can
also be shown that these attempts failed over and over again and why they had
to fail. I gave the historical proof of this in my courses of the last two semesters,
one on ancient philosophy and the other on the history of philosophy from Thomas
Aquinas to Kant. We shall not now refer to this historical demonstration of
the nature of philosophy, a demonstration having its own peculiar character.
Let us rather in the whole of the present course try to establish philosophy
on its own basis, so far as it is a work of human freedom. Philosophy must legitimate
by its own resources its claim to be universal ontology.
In the meantime,
however, the statement that philosophy is the science of being remains a pure
assertion. Correspondingly, the elimination of world-view formation from the
range of philosophical tasks has not yet been warranted. We raised this distinction
between scientific philosophy and world-view philosophy in order to give a provisional
clarification of the concept of philosophy and to demarcate it from the popular
concept. The clarification and demarcation, again, were provided in order to
account for the selection of the concrete phenomenological problems to be dealt
with next and to remove from the choice the appearance of complete arbitrariness.
Philosophy is the
science of being. For the future we shall mean by "philosophy" scientific philosophy
and nothing else. In conformity with this usage, all non-philosophical sciences
have as their theme some being or beings, and indeed in such a way that they
are in every case antecedently given as beings to those sciences. They are posited
by them in advance; they are a positum for them. All the propositions
of the non-philosophical sciences, including those of mathematics, are positive
propositions. Hence, to distinguish them from philosophy, we shall call all
non-philosophical sciences positive sciences. Positive sciences deal with that
which is, with beings; that is to say, they always deal with specific domains,
for instance, nature. Within a given domain scientific research again cuts out
particular spheres: nature as physically material lifeless nature and nature
as living nature. It divides the sphere of the living into individual fields:
the plant world, the animal world. Another domain of beings is history; its
spheres are art history, political history, history of science, and history
of religion. Still another domain of beings is the pure space of geometry, which
is abstracted from space pre-theoretically uncovered in the environing world.
The beings of these domains are familiar to us even if at first and for the
most part we are not in a position to delimit them sharply and clearly from
one another. We can, of course, always name, as a provisional description which
satisfies practically the purpose of positive science, some being that falls
within the domain. We can always bring before ourselves, as it were, a particular
being from a particular domain as an example. Historically, the actual partitioning
of domains comes about not according to some preconceived plan of a system of
science but in conformity with the current research problems of the positive
sciences.
We can always easily
bring forward and picture to ourselves some being belonging to any given domain.
As we are accustomed to say, we are able to think something about it. What is
the situation here with philosophy's object? Can something like being be imagined?
If we try to do this, doesn't our head start to swim? Indeed, at first we are
baffled and find ourselves clutching at thin air A being - that's something,
a table, a chair, a tree, the sky, a body, some words, an action. A being, yes,
indeed - but being? It looks like nothing - and no less a thinker than Hegel
said that being and nothing are the same. Is philosophy as science of being
the science of nothing? At the outset of our considerations, without raising
any false hopes and without mincing matters, we must confess that under the
heading of being we can at first think to ourselves nothing. On the other hand,
it is just as certain that we are constantly thinking being. We think being
just as often as, daily, on innumerable occasions, whether aloud or silently,
we say "This is such and such," "That other is not so," "That
was," "It will be." In each use of a verb we have already thought,
and have always in some way understood, being. We understand immediately "Today
is Saturday; the sun is up." We understand the "is" we use in speaking, although
we do not comprehend it conceptually. The meaning of this "is" remains closed
to us. This understanding of the "is" and of being in general is so much a matter
of course that it was possible for the dogma to spread in philosophy uncontested
to the present day that being is the simplest and most self-evident concept,
that it is neither susceptible of nor in need of definition. Appeal is made
to common sense. But wherever common sense is taken to be philosophy's highest
court of appeal, philosophy must become suspicious. In On the Essence of
Philosophical Criticism, Hegel says: "Philosophy by its very nature is esoteric;
for itself it is neither made for the masses nor is it susceptible of being
cooked up for them. It is philosophy only because it goes exactly contrary to
the understanding and thus even more so to 'sound common sense,' the so-called
healthy human understanding, which actually means the local and temporary vision
of some limited generation of human beings. To that generation the world of
philosophy is in and for itself a topsy-turvy, an inverted, world. The demands
and standards of common sense have no right to claim any validity or to represent
any authority in regard to what philosophy is and what it is not.
What if being were
the most complex and most obscure concept? What f arriving at the concept of
being were the most urgent task of philosophy, the task which has to be taken
up ever anew? Today, when philosophising is so barbarous, so much like a St.
Vitus' dance, as perhaps in no other period of the cultural history of the West,
and when nevertheless the resurrection of metaphysics is hawked up and down
all the streets, what Aristotle says on one of his most important investigations
in the Metaphysics has been completely forgotten. "That which has been
sought for from of old and now and in the future and constantly, and that on
which inquiry founders over and over again, is the problem What is being?" If
philosophy is the science of being, then the first and last and basic problem
of philosophy must be, What does being signify? Whence can something like being
in general be understood? How is understanding of being at all possible?
4. The four
theses about being
and the basic problems of phenomenology
Before we broach
these fundamental questions, it will be worthwhile first to make ourselves familiar
for once with discussions about being. To this end we shall deal in the first
part of the course with some characteristic theses about being as individual
concrete phenomenological problems, theses that have been advocated in the course
of the history of Western philosophy since antiquity. In this connection we
are interested, not in the historical contexts of the philosophical inquiries
within which these theses about being make their appearance, but in their specifically
inherent content. This content is to be discussed critically, so that we may
make the transition from it to the above-mentioned basic problems of the science
of being. The discussion of these theses should at the same time render us familiar
with the phenomenological way of dealing with problems relating to being. We
choose four such theses:
- Kant's thesis:
Being is not a real predicate.
- The thesis of
medieval ontology (Scholasticism) which goes back to Aristotle: To the constitution
of the being of a being there belong (a) whatness, essence (Was-sein,
essentia), and (b) existence or extantness (existentia, Vorhandensein).
- The thesis of
modern ontology: The basic ways of being are the being of nature (res extensa)
and the being of mind (res cogitans).
- The thesis of
logic in the broadest sense: Every being, regardless of its particular way
of being, can be addressed and talked about by means of the "is." The being
of the copula.
These theses seem
at first to have been gathered together arbitrarily. Looked at more closely,
however, they are interconnected in a most intimate way. Attention to what is
denoted in these theses leads to the insight that they cannot be brought up
adequately - not even as problems - as long as the fundamental question
of the whole science of being has not been put and answered: the question
of the meaning of being in general. The second part of our course will deal
with this question. Discussion of the basic question of the meaning of being
in general and of the problems arising from that question constitutes the entire
stock of basic problems of phenomenology in their systematic order and their
foundation. For the present we delineate the range of these problems only roughly.
On what path can
we advance toward the meaning of being in general? Is not the question of the
meaning of being and the task of an elucidation of this concept a pseudo-problem
if, as usual, the opinion is held dogmatically that being is the most general
and simplest concept? What is the source for defining this concept and in what
direction is it to be resolved?
Something like
being reveals itself to us in the understanding of being, an understanding that
lies at the root of all comportment toward beings. Comportment toward beings
belongs, on its part, to a definite being, the being which we ourselves are,
the human Dasein. It is to the human Dasein that there belongs
the understanding of being which first of all makes possible every comportment
toward beings. The understanding of being has itself the mode of being of the
human Dasein. The more originally and appropriately we define this being
in regard to the structure of its being, that is to say, ontologically, the
more securely we are placed in a position to comprehend in its structure the
understanding of being that belongs to the Dasein, and the more clearly
and unequivocally the question can then be posed, What is it that makes this
understanding of being possible at all? Whence - that is, from which antecedently
given horizon - do we understand the like of being?
The analysis of
the understanding of being in regard to what is specific to this understanding
and what is understood in it or its intelligibility presupposes an analytic
of the Dasein ordered to that end. This analytic has the task of exhibiting
the basic constitution of the human Dasein and of characterising the
meaning of the Dasein's being. In this ontological analytic of the Dasein,
the original constitution of the Dasein's being is revealed to be temporality.
The interpretation of temporality leads to a more radical understanding and
conceptual comprehension of time than has been possible hitherto in philosophy.
The familiar concept of time as traditionally treated in philosophy is only
an offshoot of temporality as the original meaning of the Dasein. If
temporality constitutes the meaning of the being of the human Dasein
and if understanding of being belongs to the constitution of the Dasein's
being, then this understanding of being, too, must be possible only on the basis
of temporality. Hence there arises the prospect of a possible confirmation of
the thesis that time is the horizon from which something like being becomes
at all intelligible. We interpret being by way of time (tempus). The
interpretation is a Temporal one. The fundamental subject of research in ontology,
as determination of the meaning of being by way of time, is Temporality.
We said that ontology
is the science of being. But being is always the being of a being. Being is
essentially different from a being, from beings. How is the distinction between
being and beings to be grasped? How can its possibility be explained? If being
is not itself a being, how then does it nevertheless belong to beings, since,
after all, beings and only beings are? What does it mean to say that being belongs
to beings? The correct answer to this question is the basic presupposition needed
to set about the problems of ontology regarded as the science of being. We must
be able to bring out clearly the difference between being and beings in order
to make something like being the theme of inquiry. This distinction is not arbitrary;
rather, it is the one by which the theme of ontology and thus of philosophy
itself is first of all attained. It is a distinction which is first and foremost
constitutive for ontology. We call it the ontological difference - the
differentiation between being and beings. Only by making this distinction -
krinein in Greek - not between one being and another being but between
being and beings do we first enter the field of philosophical research. Only
by taking this critical stance do we keep our own standing inside the field
of philosophy. Therefore, in distinction from the sciences of the things that
are, of beings, ontology, or philosophy in general, is the critical science,
or the science of the inverted world, With this distinction between being and
beings and that selection of being as theme we depart in principle from the
domain of beings. We surmount it, transcend it. We can also call the science
of being, a critical science, transcendental science. In doing so we
are not simply taking over unaltered the concept of the transcendental in Kant,
although we are indeed adopting its original sense and its true tendency, perhaps
still concealed from Kant. We are surmounting beings in order to reach being.
Once having made the ascent we shall not again descend to a being, which, say,
might lie like another world behind the familiar beings. The transcendental
science of being has nothing to do with popular metaphysics, which deals with
some being behind the known beings; rather, the scientific concept of metaphysics
is identical with the concept of philosophy in general - critically transcendental
science of being, ontology. It is easily seen that the ontological difference
can be cleared up and carried out unambiguously for ontological inquiry only
if and when the meaning of being in general has been explicitly brought to light,
that is to say, only when it has been shown how temporality makes possible the
distinguishability between being and beings. Only on the basis of this consideration
can the Kantian thesis that being is not a real predicate be given its original
sense and adequately explained.
Every being is
something, it has its what and as such has a specific possible mode
of being. In the first part of our course, while discussing the second thesis,
we shall show that ancient as well as medieval ontology dogmatically enunciated
this proposition - that to each being there belongs a what and way of being,
essentia and existentia - as if it were self-evident. For us the
question arises, Can the reason every being must and can have a what, a ti,
and a possible way of being be grounded in the meaning of being itself, that
is to say, Temporally? Do these characteristics, whatness and way of being,
taken with sufficient breadth, belong to being itself? "Is" being articulated
by means of these characteristics in accordance with its essential nature? With
this we are now confronted by the problem of the basic articulation of being,
the question of the necessary belonging-together of whatness and way-of-being
and of the belonging of the two of them in their unity to the idea of being
in general.
Every being has
a way-of-being. The question is whether this way-of-being has the same character
in every being - as ancient ontology believed and subsequent periods have basically
had to maintain even down to the present - or whether individual ways-of-being
are mutually distinct. Which are the basic ways of being? Is there a multiplicity?
How is the variety of ways-of-being possible and how is it at all intelligible,
given the meaning of being? How can we speak at all of a unitary concept of
being despite the variety of ways-of-being? These questions can be consolidated
into the problem of the possible modifications of being and the unity of
being's variety.
Every being with
which we have any dealings can be addressed and spoken of by saying "it is"
thus and so, regardless of its specific mode of being. We meet with a being's
being in the understanding of being. It is understanding that first of all opens
up or, as we say, discloses or reveals something like being. Being is given
only in the specific disclosedness that characterises the understanding of being.
But we call the disclosedness of something truth. That is the proper concept
of truth, as it already begins to dawn in antiquity. Being is given only if
there is disclosure, that is to say, if there is truth. But there is truth only
if a being exists which opens up, which discloses, and indeed in such a way
that disclosure itself belongs to the mode of being of this being. We ourselves
are such a being. The Dasein Itself exists in the truth. To the Dasein
there belongs essentially a disclosed world and with that the disclosedness
of the Dasein itself. The Dasein, by the nature of its existence,
is "in" truth, and only because it is "in" truth does it have the possibility
of being "in" untruth. Being is given only if truth, hence if the Dasein,
exists. And only for this reason is it not merely possible to address beings
but within certain limits sometimes - presupposing that the Dasein exists
- necessary. We shall consolidate these problems of the interconnectedness between
being and truth into the problem of the truth-character of being (veritas
transcendentalis).
We have thus identified
four groups of problems that constitute the content of the second part of the
course: the problem of the ontological difference, the problem of the basic
articulation of being, the problem of the possible modifications of being in
its ways of being, the problem of the truth-character of being. The four theses
treated provisionally in the first part correspond to these four basic problems.
More precisely, looking backward from the discussion of the basic problems in
the second half, we see that the problems with which we are provisionally occupied
in the first part, following the lead of these theses, are not accidental but
grow out of the inner systematic coherence of the general problem of being.
5. The character
of ontological method
The three basic components of Phenomenological method
Our conduct of
the ontological investigation in the first and second parts opens up for us
at the same time a view of the way in which these phenomenological investigations
proceed. This raises the question of the character of method in ontology. Thus
we come to the third part of the course: the scientific method of ontology and
the idea of phenomenology.
The method of ontology,
that is, of philosophy in general, is distinguished by the fact that ontology
has nothing in common with any method of any of the other sciences, all of which
as positive sciences deal with beings. On the other hand, it is precisely the
analysis of the truth-character of being which shows that being also is, as
it were, based in a being, namely, in the Dasein. Being is given only
if the understanding of being, hence the Dasein, exists. This being accordingly
lays claim to a distinctive priority in ontological inquiry. It makes itself
manifest in all discussions of the basic problems of ontology and above all
in the fundamental question of the meaning of being in general. The elaboration
of this question and its answer requires a general analytic of the Dasein.
Ontology has for its fundamental discipline the analytic of the Dasein.
This implies at the same time that ontology cannot be established in a purely
ontological manner. Its possibility is referred back to a being, that is, to
something ontical - the Dasein. Ontology has an ontical foundation, a
fact which is manifest over and over again in the history of philosophy down
to the present. For example, it is expressed as early as Aristotle's dictum
that the first science, the science of being, is theology. As the work of the
freedom of the human Dasein, the possibilities and destinies of philosophy
are bound up with man's existence, and thus with temporality and with historicality,
and indeed in a more original sense than is any other science. Consequently,
in clarifying the scientific character of ontology, the first task is the
demonstration of its ontical foundation and the characterisation of this
foundation itself.
The second task
consists in distinguishing the mode of knowing operative in ontology as science
of being, and this requires us to work out the methodological structure of
ontological-transcendental differentiation. In early antiquity it was already
seen that being and its attributes in a certain way underlie beings and precede
them and so are a proteron, an earlier. The term denoting this character by
which being precedes beings is the expression a priori, apriority,
being earlier or prior. As a priori, being is earlier than beings. The
meaning of this a priori, the sense of the earlier and its possibility,
has never been cleared up. The question has not even once been raised as to
why the determinations of being and being itself must have is character of priority
and how such priority is possible. To be earlier is a determination of time,
but it does not pertain to the temporal order of the time that we measure by
the clock; rather, it is an earlier that belongs to the "inverted world." Therefore,
this earlier which characterises being is taken by the popular understanding
to be the later. Only the interpretation of being by way of temporality can
make clear why and how this feature of being earlier, apriority, goes together
with being. The a priori character of being and of all the structures
of being accordingly calls for a specific kind of approach and way of apprehending
being - a priori cognition.
The basic components
of a priori cognition constitute what we call phenomenology. Phenomenology
is the name for the method of ontology, that is, of scientific philosophy. Rightly
conceived, phenomenology is the concept of a method. It is therefore precluded
from the start that phenomenology should pronounce any theses about being which
have specific content, thus adopting a so-called standpoint.
We shall not enter
into detail concerning which ideas about phenomenology are current today, instigated
in part by phenomenology itself. We shall touch briefly on just one example.
It has been said that my work is Catholic phenomenology - presumably because
it is my conviction that thinkers like Thomas Aquinas and Duns Scotus also understood
something of philosophy, perhaps more than the moderns. But the concept of a
Catholic phenomenology is even more absurd than the concept of a Protestant
mathematics. Philosophy as science of being is fundamentally distinct in method
from any other science. The distinction in method between, say, mathematics
and classical philology is not as great as the difference between mathematics
and philosophy or between philology and philosophy. The breadth of the difference
between philosophy and the positive sciences, to which mathematics and philology
belong, cannot at all be estimated quantitatively. In ontology, being is supposed
to be grasped and comprehended conceptually by way of the phenomenological method,
in connection with which we may observe that, while phenomenology certainly
arouses lively interest today, what it seeks and aims at was already vigorously
pursued in Western philosophy from the very beginning.
Being is to be
laid hold of and made our theme. Being is always being of beings and accordingly
it becomes accessible at first only by starting with some being. Here the phenomenological
vision which does the apprehending must indeed direct itself toward a being,
but it has to do so in such a way that the being of this being is thereby brought
out so that it may be possible to mathematise it. Apprehension of being, ontological
investigation, always turns, at first and necessarily, to some being; but then,
in a precise way, it is led away from that being and led back to its being.
We call this basic component of phenomenological method - the leading back or
reduction of investigative vision from a naively apprehended being to being
phenomenological reduction. We are thus adopting a central term of Husserl's
phenomenology in its literal wording though not in its substantive intent. For
Husserl the phenomenological reduction, which he worked out for the first
time expressly in the Ideas Toward a Pure Phenomenology and Phenomenological
Philosophy (1913), is the method of leading phenomenological vision from
the natural attitude of the human being whose life is involved in the world
of things and persons back to the transcendental life of consciousness and its
noetic-noematic experiences, in which objects are constituted as correlates
of consciousness. For us phenomenological reduction means leading phenomenological
vision back from the apprehension of a being, whatever may be the character
of that apprehension, to the understanding of the being of this being (projecting
upon the way it is unconcealed). Like every other scientific method, phenomenological
method grows and changes due to the progress made precisely with its help into
the subjects under investigation. Scientific method is never a technique. As
soon as it becomes one it has fallen away from its own proper nature.
Phenomenological
reduction as the leading of our vision from beings to being nevertheless is
not the only basic component of phenomenological method; in fact, it is not
even the central component. For this guidance of vision back from beings to
being requires at the same time that we should bring ourselves forward toward
being itself. Pure aversion from beings is a merely negative methodological
measure which not only needs to be supplemented by a positive one but expressly
requires us to be led toward being; it thus requires guidance. Being does not
become accessible like a being. We do not simply find it in front of us. As
is to be shown, it must always be brought to view in a free projection. This
projecting of the antecedently given being upon its being and the structures
of its being we call phenomenological construction.
But the method
of phenomenology is likewise not exhausted by phenomenological construction.
We have heard that every projection of being occurs in a reductive recursion
from beings. The consideration of being takes its start from beings. This commencement
is obviously always determined by the factual experience of beings and the range
of possibilities of experience that at any time are peculiar to a factical Dasein,
and hence to the historical situation of a philosophical investigation. It is
not the case that at all times and for everyone all beings and all specific
domains of beings are accessible in the same way; and, even if beings are accessible
inside the range of experience, the question still remains whether, within naive
and common experience, they are already suitably understood in their specific
mode of being. Because the Dasein is historical in its own existence,
possibilities of access and modes of interpretation of beings are themselves
diverse, varying in different historical circumstances. A glance at the history
of philosophy shows that many domains of beings were discovered very early -
nature, space, the soul - but that, nevertheless, they could not yet be comprehended
in their specific being. As early as antiquity a common or average concept of
being came to light, which was employed for the interpretation of all the beings
of the various domains of being and their modes of being, although their specific
being itself, taken expressly in its structure, was not made into a problem
and could not be defined. Thus Plato saw quite well that the soul, with its
logos, is a being different from sensible being. But he was not in a position
to demarcate the specific mode of being of this being from the mode of being
of any other being or non-being. Instead, for him as well as for Aristotle and
subsequent thinkers down to Hegel, and all the more so for their successors,
all ontological investigations proceed within an average concept of being in
general. Even the ontological investigation which we are now conducting is determined
by its historical situation and, therewith, by certain possibilities of approaching
beings and by the preceding philosophical tradition. The store of basic philosophical
concepts derived from the philosophical tradition is still so influential today
that this effect of tradition can hardly be overestimated. It is for this reason
that all philosophical discussion, even the most radical attempt to begin all
over again, is pervaded by traditional concepts and thus by traditional horizons
and traditional angles of approach, which we cannot assume with unquestionable
certainty to have arisen originally and genuinely from the domain of being and
the constitution of being they claim to comprehend. It is for this reason that
there necessarily belongs to the conceptual interpretation of being and its
structures, that is, to the reductive construction of being, a destruction
- a critical process in which the traditional concepts, which at first must
necessarily be employed, are de-constructed down to the sources from which they
were drawn. Only by means of this destruction can ontology fully assure itself
in a phenomenological way of the genuine character of its concepts.
These three basic
components of phenomenological metho - reduction, construction, destruction
- belong together in their content and must receive grounding in their mutual
pertinence. Construction in philosophy is necessarily destruction, that is to
say, a de-constructing of traditional concepts carried out in a historical recursion
to the tradition. And this is not a negation of the tradition or a condemnation
of it as worthless; quite the reverse, it signifies precisely a positive appropriation
of tradition. Because destruction belongs to construction, philosophical cognition
is essentially at the same time, in a certain sense, historical cognition. History
of philosophy, as it is called, belongs to the concept of philosophy as science,
to the concept of phenomenological investigation. The history of philosophy
is not an arbitrary appendage to the business of teaching philosophy, which
provides an occasion for picking up some convenient and easy theme for passing
an examination or even for just looking around to see how things were in earlier
times. Knowledge of the history of philosophy is intrinsically unitary on its
own account, and the specific mode of historical cognition in philosophy differs
in its object from all other scientific knowledge of history.
The method of ontology
thus delineated makes it possible to characterise the idea of phenomenology
distinctively as the scientific procedure of philosophy. We therewith gain the
possibility of defining the concept of philosophy more concretely. Thus our
considerations in the third part lead back again to the starting point of the
course.
Ce
qu'on fait n'est jamais compris mais seulement loué ou blâmé.
Nietzsche, Gay Science |
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